Cheryl L. Casey

Current Employers

Employment History

• 08/2007 → 06/2017
  Mbsc Securities Corporation
  New York, NY
• 07/2017 → Present
  Kestra Investment Services, Llc
  Birmingham, AL
• 06/2017 → Present
  Kestra Advisory Services, Llc
  Birmingham, AL

Previous Registrations

• 2007-08-07 → 2015-08-24
  Bny Mellon Securities Corporation
  Ft. Lauderdale, FL
  Lighthouse Point, FL
  Charlotte, NC
• 2004-04-14 → 2007-08-07
  New York Life Investment Management Llc
  Parsippany, NJ
  New York, NY
• 2002-02-28 → 2003-03-10
  Putnam Investment Management, Llc
  Boston, MA

Other Businesses

Business Name: Auburn University Foundation Investment Related: No Address: Auburn University, Auburn Alabama Auburn AL 36830 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Auburn University Foundation Board Director. Service on committees for the foundation. Start Date: 1/22/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Serve on the committees to support the success of the university.Business Name: Campbell Wealth Management, LLC Investment Related: No Address: 3535 Grandview Parkway Birmingham AL 35243 Nature of Business: Registered Field Assistant Position, Title or Relationship: Research providing portfolio recommendations to Campbell Wealth mgt (not clients) . Start Date: 7/17/2017 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Researching managers for HNW portfolios. Recommendation to be made to Campbell Wealth Mgt (not Clients). Recommendation may or may not be used.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-12-03
• S63 Uniform Securities Agent State Law Examination
  1985-08-02

Designations

Other Names

• Cherie Potter
• Cheryl Casey Carroll
• Cherie Carroll
• Chere Carroll
• Cheryl Casey Potter
• Cheryl Carroll Potter
• Cheryl Casey Potter
• Cheryl C. Casey