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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-01 |
| NY | RA | APPROVED | 2021-06-16 |
| FL | RA | APPROVED | 2017-05-19 |
| CT | RA | APPROVED | 2017-05-15 |
Branch Locations
2 North Tamiami Trail Suite 1100, Sarasota, FL 34236 • United States
Sarasota, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Sarasota | FL | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*154190- Something In Between, LLC; Investment related: No; Huntington, Huntington; Musical Band; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2013; During business hours: 0; After business hours: 5; This is for musical projects
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-01 |
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