David Lawson Harris

Current Employers

Employment History

• 05/2009 → Present
  Rbc Capital Markets, Llc
  Sturgeon Bay, WI

Previous Registrations

• 2008-01-01 → 2009-05-19
  Wells Fargo Clearing Services, Llc
  Sturgeon Bay, WI

Other Businesses

(1) Atlas Marine; ADDRESS: PERSONAL ADDRESS; BUSINESS DESCRIPTION: MARINE TRANSPORTATION; NOT INVESTMENT RELATED; START DATE: 06/01/1997; CAPACITY: OWNER-ACTIVE; DUTIES: SUPERVISE 1 CAPTAIN AND 3 EMPLOYEES; HOURS DEVOTED PER WEEK: 3; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (2) CHAMBERS ISLAND MARINA CO. LLC; ADDRESS: CHAMBERS ISLAND 45212; BUSINESS DESCRIPTION: NON-PROFIT PRIVATE MARINA MANAGEMENT; NOT INVESTMENT RELATED; START DATE: 09/10/2014; CAPACITY: BOARD OF DIRECTORS/COUNCIL MEMBER; DUTIES: SUPERVISE CARE AND MAINTENANCE; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) FISH CREEK HARBOR COMMISSION; ADDRESS: 4097 HIGHWAY 42, FISH CREEK, WI 54212; BUSINESS DESCRIPTION: NON-PROFIT; NOT INVESTMENT RELATED; START DATE: 11/11/2011; CAPACITY: WORKS AS HARBOR COMMISSION BOARD MEMBER; DUTIES: DOCK AND HARBOR MAINTENANCE AND INFRASTRUCTURE; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (4) 1000 ISLAND AIRBOATS, LLC; ADDRESS: 222 S. PARKVIEW AVE, MARION, WI 54950; BUSINESS DESCRIPTION: RESCUE AIRBOAT MANUFACTURING; NOT INVESTMENT RELATED; START DATE: 03/01/2017; CAPACITY: OWNER-ACTIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER WEEK: 4; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (5) RENTAL; ADDRESS:PERSONAL RESIDENCE; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: VACATION RENTAL; CAPACITY: OWNER-ACTIVE; START DATE: 7/5/2018; DUTIES: I AM RENTING OUT MY HOUSE; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (6) NAME OF ENTITY: Gibraltar Fire and Rescue ADDRESS: 3496 Co Hwy F, Fish creek, WI 54212 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Fire Department CAPACITY: Other - Volunteer Firefighter START DATE: 04/08/21 DUTIES: Firefighting, search and rescue. Gibraltar Fire and Rescue Association, Fish Creek, Wisconsin. We have a full-time, paid chief and approximately 20 officers and firefighters. I am a certified and trained Wisconsin firefighter and my duties are to attend trainings which are all voluntary and take place after business hours. Our weekly trainings are on Tuesday evenings starting at 6:00 pm and all other trainings are on Saturdays and Sundays. I respond to fires, car accidents and medical emergencies when I am home and when they occur at night and on weekends. HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 7) NAME OF ENTITY: Door County Land Trust ADDRESS: P.O. Box 65 Sturgeon Bay, WI 54235 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non-profit land preservation organization START DATE: 02.12.24 CAPACITY: Member of Board of Directors DUTIES: Finance & Audit Committee member. HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2009-11-18
• S63 Uniform Securities Agent State Law Examination
  1985-07-16