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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-01-16 |
| WI | RA | APPROVED | 2008-01-01 |
Branch Locations
1408 Green Bay Road [Satellite], Sturgeon Bay, WI 54235 • United States
W67 N222 Evergreen Blvd Floor 2 Suite #203 [Satellite], Cedarburg, WI 53012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Sturgeon Bay | WI | 05/2009 | Present |
NOTARY PUBLIC; NOT INVESTMENT RELATED; STATE OF WISCONSIN; NOTARIZE DOCUMENTS; START 9/10/2013; LESS THAN 15 MINUTES DEVOTED PER MONTH MOSTLY DURING TRADING HOURS.; CCPK INVESTMENT CONSULTING LLC, INV RELATED, CEDARBURG, WI, 30% OWNERSHIP, START 1/1/2015, 175 HOURS PER MONTH, 130 HOURS PER MONTH DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-29 |
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