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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comerica Securities, Inc. | Farmington | MI | 11/2015 | 01/2018 |
| Hd Vest Investment Services | Southfield | MI | 04/2018 | 11/2019 |
| Hd Vest Advisory Services | Southfield | MI | 04/2018 | 11/2019 |
| Hd Vest Insurance Agency Llc | Irving | TX | 04/2018 | 11/2019 |
| Lincoln Investment | Fort Washington | PA | 06/2018 | 12/2019 |
| Pruco Securities, Llc | Troy | MI | 12/2019 | 06/2020 |
| The Prudential Insurance Company Of America | Troy | MI | 12/2019 | 06/2020 |
| Fidelity Brokerage Services, Llc | Troy | MI | 06/2020 | 09/2022 |
| Unemployed | Southfield | MI | 02/2018 | 04/2018 |
| Unemployed | Southfield | MI | 10/2022 | 04/2023 |
| Charles Schwab & Co., Inc. | Novi | MI | 05/2023 | Present |
| Td Ameritrade Inc. | Novi | MI | 08/2023 | 06/2024 |
| Charles Schwab Bank | Novi | MI | 11/2023 | Present |
1) K Foundation | Investment Related:No|1460 E. Forest Avenue|Detroit|Michigan|48207|US|Education|Board Member|10/16/2025|Less than 20|0|Board Commitment The following are responsibilities of the Board of Directors: • Attendance at annual meeting • Oversight of organization’s fiscal and legal policies • Advice to the President on advancing and promoting mission • Direction on hiring staff for operations and programming • Planning and development including organization policy and programming • Assistance in fund development (financial commitment as desired) • Sub-committee leadership • Ambassadorship • Recruiting advisory board members • Succession planning for board vacancy, 2) Shop Savvy Supps | Investment Related:No|24225 West 9 Mile Road|Southfield|MI|48033|USA|Retail|Owner|4/24/2026|Less than 20|0|Provide supplement dropshipping business through a Shopify store as a niche-focused health brand that offers high-quality, white-label products designed to support specific wellness goals, such as skin improvement, fitness, or vitality.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-26 |
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