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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-06-09
  • MI RA
    APPROVED
    Since 2023-06-09

Branch Locations

43251 Crescent Blvd, Novi, MI 48375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comerica Securities, Inc. Farmington MI 11/2015 01/2018
Hd Vest Investment Services Southfield MI 04/2018 11/2019
Hd Vest Advisory Services Southfield MI 04/2018 11/2019
Hd Vest Insurance Agency Llc Irving TX 04/2018 11/2019
Lincoln Investment Fort Washington PA 06/2018 12/2019
Pruco Securities, Llc Troy MI 12/2019 06/2020
The Prudential Insurance Company Of America Troy MI 12/2019 06/2020
Fidelity Brokerage Services, Llc Troy MI 06/2020 09/2022
Unemployed Southfield MI 02/2018 04/2018
Unemployed Southfield MI 10/2022 04/2023
Charles Schwab & Co., Inc. Novi MI 05/2023 Present
Td Ameritrade Inc. Novi MI 08/2023 06/2024
Charles Schwab Bank Novi MI 11/2023 Present
  • 11/2015 → 01/2018
    Comerica Securities, Inc.
    Farmington, MI
  • 04/2018 → 11/2019
    Hd Vest Investment Services
    Southfield, MI
  • 04/2018 → 11/2019
    Hd Vest Advisory Services
    Southfield, MI
  • 04/2018 → 11/2019
    Hd Vest Insurance Agency Llc
    Irving, TX
  • 06/2018 → 12/2019
    Fort Washington, PA
  • 12/2019 → 06/2020
    Troy, MI
  • 12/2019 → 06/2020
    The Prudential Insurance Company Of America
    Troy, MI
  • 06/2020 → 09/2022
    Fidelity Brokerage Services, Llc
    Troy, MI
  • 02/2018 → 04/2018
    Unemployed
    Southfield, MI
  • 10/2022 → 04/2023
    Unemployed
    Southfield, MI
  • 05/2023 → Present
    Novi, MI
  • 08/2023 → 06/2024
    Td Ameritrade Inc.
    Novi, MI
  • 11/2023 → Present
    Charles Schwab Bank
    Novi, MI
Previous Registrations
  • 2020-07-29 → 2022-09-16
    Fidelity Personal And Workplace Advisors
    Troy, MI
  • 2019-12-02 → 2020-07-06
    Troy, MI
  • 2018-06-19 → 2019-12-10
    Southfield, MI
  • 2018-06-19 → 2019-12-10
    Southfield, MI
  • 2018-04-26 → 2018-06-29
    Avantax Advisory Services
    Southfield, MI
    Southfield, MI
  • 2016-01-07 → 2018-01-12
    Comerica Securities
    Farmington, MI
  • 2012-06-07 → 2015-11-05
    Troy, MI
  • 2010-12-01 → 2012-06-04
    Chase Investment Services Corp.
    Detroit, MI
    Huntington Woods, MI
    Wayne, MI
    Madison Heights, MI
    Detroit, MI
Other Businesses

1) K Foundation | Investment Related:No|1460 E. Forest Avenue|Detroit|Michigan|48207|US|Education|Board Member|10/16/2025|Less than 20|0|Board Commitment The following are responsibilities of the Board of Directors: • Attendance at annual meeting • Oversight of organization’s fiscal and legal policies • Advice to the President on advancing and promoting mission • Direction on hiring staff for operations and programming • Planning and development including organization policy and programming • Assistance in fund development (financial commitment as desired) • Sub-committee leadership • Ambassadorship • Recruiting advisory board members • Succession planning for board vacancy, 2) Shop Savvy Supps | Investment Related:No|24225 West 9 Mile Road|Southfield|MI|48033|USA|Retail|Owner|4/24/2026|Less than 20|0|Provide supplement dropshipping business through a Shopify store as a niche-focused health brand that offers high-quality, white-label products designed to support specific wellness goals, such as skin improvement, fitness, or vitality.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-24
S63 Uniform Securities Agent State Law Examination 2008-09-26
  • S66 Uniform Combined State Law Examination
    2010-11-24
  • S63 Uniform Securities Agent State Law Examination
    2008-09-26
Other Names
  • Robin Semone Spencer
  • Robin Spencer

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