Inactive

Karrie Nicole Maier

Pathworks Financial, Inc.

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Current Employers

Pathworks Financial, Inc.

43155 Main Street Suite 212, Novi, MI 48375 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2024-01-30

KS RA
APPROVED

Since 2024-01-30

Branch Locations

43155 Main Street Suite 212, Novi, MI 48375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pathworks Financial, Inc.	Novi	MI	02/2021	Present
Homemaker	Stilwell	KS	05/2018	03/2021
Desco Properties	Novi	MI	10/2015	05/2018

02/2021 → Present

Pathworks Financial, Inc.

Novi, MI
05/2018 → 03/2021

Homemaker

Stilwell, KS
10/2015 → 05/2018

Desco Properties

Novi, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-05-31

S65 Uniform Investment Adviser Law Examination

2023-05-31

Other Names

Karrie Nicole Smith

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC

J.P. MORGAN SECURITIES LLC

ALLSTATE FINANCIAL ADVISORS, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CHARLES SCHWAB & CO., INC.

DAHRING | CUSMANO AND ASSOCIATES

THE FINANCIAL CENTER, LLC

Other Investors

BRYAN SCOTT SMITH

DOUGLAS SCOTT SMITH

ROBERT PAUL SCHMANSKY

DAVID RENE MERCIER

Melissa K Frantz

ANTHONY MICHAEL CARUANA

ELIZABETH KLAPPER DEUTCH

KEVIN ROBERT KILGREN

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Novi, MI

SPC · Novi, MI

J.P. MORGAN SECURITIES LLC · NOVI, MI

ALLSTATE FINANCIAL ADVISORS, LLC · Novi, MI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · NOVI, MI

AMERIPRISE FINANCIAL SERVICES, LLC · Novi, MI

CHARLES SCHWAB & CO., INC. · Novi, MI

DAHRING | CUSMANO AND ASSOCIATES · NOVI, MI

More in Novi, MI

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