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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2020-12-11 |
| NH | RA | APPROVED | 2019-08-07 |
| MI | RA | APPROVED | 2018-03-29 |
| TX | RA | APPROVED | 2018-03-29 |
Branch Locations
43155 Main St Ste 2200A, Novi, MI 48375 • United States
Northville, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wunderlich Securities, Inc. | Memphis | TN | 03/2009 | 03/2018 |
| Ameriprise Financial Services Inc | Novi | MI | 03/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Novi | MI | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-22 |
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