Charles Simonton

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2000 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbus, OH
• 11/2009 → Present
  Bank Of America, N.A.
  Columbus, OH

Other Businesses

I*92070 For profit or not for profit: Non-Profit Organization Name of outside business organization: TART Trails Investment related: N Address of business: Traverse City, Michigan 49685 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 4/20/2016 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Mission is to enrich the Traverse area by providing a network of trails, bikeways and pedestrian ways; and encouraging their use. I will be a board member.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-07-06
• S63 Uniform Securities Agent State Law Examination
  1985-06-28

Other Names

• C Richard Simonton
• Charles R Simonton
• Rick Simonton
• Charles Richard Simonton