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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-14 |
| AL | RA | APPROVED | 2003-01-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Birmingham | AL | 01/2003 | Present |
| Bank Of America, N.A. | Birmingham | AL | 12/2009 | Present |
I*2601266, Entity Type: , Name of OBA: Birmingham Sunrise Rotary Club Board of Directors, Address: Birmingham, Alabama, 35202, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 08/01/2025, No Hours: 5 Monthly, No Hours during Trading: 5 Monthly, Duties: Member and Social Event Planning, Like Rotary clubs around the world, we are devoted to the eradication of polio, the provision of clean water, and caring for the welfare and education of children. Locally, the Birmingham Sunrise Rotary Club is also actively involved in the greening of Birmingham. We enjoy contributing our time, muscles, and resources to the creation of green spaces, walking trails, and parks that serve the people of Birmingham
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-19 |
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