Michael Howlett

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 02/2017
  Jpmorgan Chase Bank
  Chicago, IL
• 03/2014 → 02/2017
  Jp Morgan Securities Llc
  Chicago, IL
• 02/2017 → 04/2017
  Jpmorgan Chase Bank
  Chicago, IL
• 02/2017 → 04/2017
  Jp Morgan Securities Llc
  Chicago, IL
• 04/2017 → 01/2020
  Jpmorgan Chase Bank, N.A.
  Wheaton, IL
• 04/2017 → 01/2020
  Jpmorgan Securities Llc
  Wheaton, IL
• 01/2020 → 02/2021
  Fidelity Brokerage Services Llc
  Naperville, IL
• 02/2021 → Present
  Ameriprise Financial Services, Llc
  Schaumburg, IL

Previous Registrations

• 2020-03-03 → 2021-01-25
  Fidelity Personal And Workplace Advisors
  Naperville, IL
• 2017-04-05 → 2020-01-15
  J.P. Morgan Securities Llc
  Chicago, IL
  Wheaton, IL
  Warrenville, IL
  Naperville, IL
  Aurora, IL
  Sugar Grove, IL

Exams

• S66 Uniform Combined State Law Examination
  2017-03-28
• S63 Uniform Securities Agent State Law Examination
  2006-10-20

Other Names

• Michael A Howlett
• Michael Howlett
• Michael Albert Howlett