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Michael Arthur Mclaughlin

LPl Financial LLC

Haddonfield, NJ

Fort Mill, SC

Mount Laurel, NJ

CRD 1377415

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2026-04-23
TX RA APPROVED 2022-05-09
NJ RA APPROVED 2021-12-16
  • DE RA
    APPROVED
    Since 2026-04-23
  • TX RA
    APPROVED
    Since 2022-05-09
  • NJ RA
    APPROVED
    Since 2021-12-16

Branch Locations

20 E Redman Ave, Haddonfield, NJ 08033 • United States

360 Kingsley Park Dr Ste 100, Fort Mill, SC 29715 • United States

10000 Midlantic Dr Ste 100W, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mclaughlin Asset Management, Inc. Haddonfield NJ 12/1996 Present
Lincoln Financial Advisors Corp Conshohocken PA 01/2009 12/2021
Lpl Financial, Llc Haddonfield NJ 12/2021 Present
  • 12/1996 → Present
    Mclaughlin Asset Management, Inc.
    Haddonfield, NJ
  • 01/2009 → 12/2021
    Lincoln Financial Advisors Corp
    Conshohocken, PA
  • 12/2021 → Present
    Haddonfield, NJ
Previous Registrations
  • 2009-02-03 → 2021-12-20
    Osaic Fa, Inc.
    Haddonfield, NJ
    Blue Bell, PA
    Haddonfield, NJ
  • 2000-09-20 → 2009-02-12
    Haddonfield, NJ
    Haddonfield, NJ
Other Businesses

1. 07/01/1991 - MCLAUGHLIN ASSET MANAGEMENT INC./ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 2%/ HADDONFIELD, NJ 2. 09/30/2022 - McLaughlin Asset Management, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 08/18/2022 - 160 Hours Per Month/160 Hours During Securities Trading 3. 10/05/2022 - McLaughlin Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 160 Hours Per Month/160 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-02
S63 Uniform Securities Agent State Law Examination 1985-07-26
  • S65 Uniform Investment Adviser Law Examination
    2004-07-02
  • S63 Uniform Securities Agent State Law Examination
    1985-07-26
Designations
  • Certified Financial Planner

View on SEC IAPD

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