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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-05-19
TX RA APPROVED 2026-05-19
  • NJ RA
    APPROVED
    Since 2026-05-19
  • TX RA
    APPROVED
    Since 2026-05-19

Branch Locations

30 Washington Avenue Suite C-1, Haddonfield, NJ 08033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Qurate Retail Group West Chester PA 05/2017 03/2023
St. Joseph's University Philadelphia PA 08/2014 05/2018
N/A Haddon Heights NJ 03/2023 01/2024
Stifel, Nicolaus & Company, Incorporated Haddonfield NJ 01/2024 Present
  • 05/2017 → 03/2023
    Qurate Retail Group
    West Chester, PA
  • 08/2014 → 05/2018
    St. Joseph's University
    Philadelphia, PA
  • 03/2023 → 01/2024
    N/A
    Haddon Heights, NJ
  • 01/2024 → Present
    Haddonfield, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-18
  • S66 Uniform Combined State Law Examination
    2026-05-18
Other Names
  • Molly Mcinerney

View on SEC IAPD

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