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400 Broadway, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-03 |
| LA | RA | APPROVED | 2019-02-11 |
| TX | RA | APPROVED | 2019-02-11 |
Branch Locations
400 Broadway 4Th Floor, Cincinnati, OH 45202 • United States
1616 S Voss Road Suite 500, Houston, TX 77057 • United States
7400 Carmel Executive Park Dr Suite 110, Charlotte, NC 28226 • United States
1301 Solana Blvd Building 1, Suite 1529, Westlake, TX 76262 • United States
115 Central Island Street Suite 190, Daniel Island, SC 29492-7320 • United States
330 Pelham Road Building B Suite 109B, Greenville, SC 29615-3111 • United States
6075 The Corners Pkwy Suite 205, Peachtree Corner, GA 30092-3329 • United States
1312 W Dixon Blvd, Shelby, NC 28152 • United States
1838 Sir Tyler Drive Suite 100, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins. | Charlotte | NC | 05/1994 | 04/2018 |
| Nylife Securities Inc. | Charlotte | NC | 05/1994 | 04/2018 |
| W&S Brokerage Services | Cincinnati | OH | 04/2018 | Present |
| Western & Southern Life | Cincinnati | OH | 04/2018 | Present |
Western & Southern Life - Cincinnati, OH - Divisional Vice President
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-08-02 |
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