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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-03
LA RA APPROVED 2019-02-11
TX RA APPROVED 2019-02-11
  • FL RA
    APPROVED
    Since 2025-01-03
  • LA RA
    APPROVED
    Since 2019-02-11
  • TX RA
    APPROVED
    Since 2019-02-11

Branch Locations

400 Broadway 4Th Floor, Cincinnati, OH 45202 • United States

1616 S Voss Road Suite 500, Houston, TX 77057 • United States

7400 Carmel Executive Park Dr Suite 110, Charlotte, NC 28226 • United States

1301 Solana Blvd Building 1, Suite 1529, Westlake, TX 76262 • United States

115 Central Island Street Suite 190, Daniel Island, SC 29492-7320 • United States

330 Pelham Road Building B Suite 109B, Greenville, SC 29615-3111 • United States

6075 The Corners Pkwy Suite 205, Peachtree Corner, GA 30092-3329 • United States

1312 W Dixon Blvd, Shelby, NC 28152 • United States

1838 Sir Tyler Drive Suite 100, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Ins. Charlotte NC 05/1994 04/2018
Nylife Securities Inc. Charlotte NC 05/1994 04/2018
W&S Brokerage Services Cincinnati OH 04/2018 Present
Western & Southern Life Cincinnati OH 04/2018 Present
  • 05/1994 → 04/2018
    New York Life Ins.
    Charlotte, NC
  • 05/1994 → 04/2018
    Nylife Securities Inc.
    Charlotte, NC
  • 04/2018 → Present
    W&S Brokerage Services
    Cincinnati, OH
  • 04/2018 → Present
    Western & Southern Life
    Cincinnati, OH
Previous Registrations
Other Businesses

Western & Southern Life - Cincinnati, OH - Divisional Vice President

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-08-02
  • S63 Uniform Securities Agent State Law Examination
    1985-08-02
Designations
Other Names
  • Mitch Kay

View on SEC IAPD

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