Thomas John Avery

Employer firm

Nfsg Corporation CRD 130814

$1.08B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 10/2017
  Axa Advisors, Llc
  New York, NY
• 11/2017 → 03/2019
  Ally Invest Securities Llc
  Fort Lauderdale, FL
• 07/2020 → Present
  Newbridge Securities Corporation
  Boca Raton, FL
• 04/2019 → 07/2020
  Unemployed
  West Palm Beach, FL

Previous Registrations

• 2014-01-17 → 2017-10-30
  Equitable Advisors, Llc
  Ft. Lauderdale, FL

Other Businesses

(1) UBER TECHNOLOGIES INC.: 1455 MARKET STREET SUITE 400 SAN FRANCISCO CA 94103. DRIVER SINCE 12/2017, NON INVESTMENT RELATED, APROX 10 HRS. A WEEK DURING NON TRADING HOURS. (2) LYFT.: 1616 CAMDEN ROAD CHARLOTTE NC 28203. DRIVER SINCE 11/2018, NON INVESTMENT RELATED, APPROX 10 HRS. A WEEK DURING NON TRADING HOURS. (3) AMAZON FLEX.: 410 TERRY AVENUE NORTH SEATTLE WA 98109. DELIVERY DRIVER SINCE 10/2018, NON INVESTMENT RELATED, APPROX 10 HRS, A WEEK DURING NON TRADING HOURS. (4) INSTACART INC.: FLORIDA SHOPPER/APRIL 2020, GROCERY SHOPPING AND DELIVERY SERVICE, NON INVESTMENT RELATED, APPROX 10 HRS, A WEEK DURING NON TRADING HOURS. (5) SHIPT: FLORIDA SHOPPER/JULY 2020, SHOP AND DELIVER GROCERIES., NON INVESTMENT RELATED, APPROX 10 HRS, A WEEK DURING NON TRADING HOURS. (6) ROADIE: FLORIDA DRIVER/MARCH 2020, DELIVER PRODUCTS TO CUSTOMERS, NON INVESTMENT RELATED, APPROX 10 HRS, A WEEK DURING NON TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2022-10-03
• S63 Uniform Securities Agent State Law Examination
  1986-05-22

Other Names

• Tom Avery