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Tama Helene Zaydon

Oppenheimer & Co. Inc.

Coral Gables, FL

Miami, FL

CRD 1376252

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Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-25
FL RA APPROVED 2006-03-28
  • TX RA
    APPROVED_RES
    Since 2019-11-25
  • FL RA
    APPROVED
    Since 2006-03-28

Branch Locations

2811 Ponce De Leon Boulevard Suite 900, Coral Gables, FL 33134 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co. Inc. Miami FL 01/2003 Present
  • 01/2003 → Present
    Fahnestock & Co. Inc.
    Miami, FL
Other Businesses

1.BOARD OF ST. JUDE CHILDRENS HOSPITAL. THE JOHN PAUL ZAYDON TRUST, TRUSTEE 2.TRUSTEE-PHILLIP GEORGE INSURANCE TRUST

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-24
S63 Uniform Securities Agent State Law Examination 1996-11-12
  • S65 Uniform Investment Adviser Law Examination
    2006-03-24
  • S63 Uniform Securities Agent State Law Examination
    1996-11-12

View on SEC IAPD

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