Kevin Dallahan

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → 11/2016
  Charles Schwab Bank
  Torrance, CA
• 06/2006 → 11/2016
  Charles Schwab & Co., Inc.
  Torrance, CA
• 11/2016 → Present
  Ubs Bank Usa
  Beverly Hills, CA
• 11/2016 → Present
  Ubs Financial Services
  Beverly Hills, CA

Previous Registrations

• 2014-03-18 → 2016-11-29
  Charles Schwab & Co., Inc.
  Torrance, CA
  Lake Oswego, OR

Exams

• S66 Uniform Combined State Law Examination
  2014-03-18

Other Names

• Kevin Dallahan
• Kevin Lennon Dallahan