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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-15 |
| TX | RA | APPROVED_RES | 2025-05-15 |
Branch Locations
5786 Widewaters Pkwy Suite 2, Syracuse, NY 13214-3500 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Syracuse | NY | 09/1991 | 05/2025 |
| Rbc Capital Markets, Llc | Syracuse | NY | 05/2025 | Present |
(1) NAME OF ENTITY: Comstock Properties LLC ADDRESS: 4198 Lorenzo Farms Road, Cazenovia, New York 13035 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: May 01, 2002 CAPACITY: Owner DUTIES: Holding a mortgage and receiving monthly mortgage payments on a sold rental property HOURS DEVOTED PER MONTH: Zero HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-20 |
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