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Helen Eileen Graf

Graf Financial, L.L.C.

Baton Rouge, LA

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Current Employers
Graf Financial, L.L.C.

2161 Quail Run Drive Suite C, Baton Rouge, LA 70808 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2024-11-14
TX RA APPROVED 2010-06-28
LA RA APPROVED 2010-05-24
  • MS RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2010-06-28
  • LA RA
    APPROVED
    Since 2010-05-24

Branch Locations

2161 Quail Run Drive Suite C, Baton Rouge, LA 70808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Graf Financial, L.L.C. Baton Rouge LA 02/2010 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-03-22
S63 Uniform Securities Agent State Law Examination 1987-08-12
  • S65 Uniform Investment Adviser Law Examination
    1991-03-22
  • S63 Uniform Securities Agent State Law Examination
    1987-08-12
Designations
Other Names
  • Helen Eileen Berkhimer
  • Helen E Graf
  • Helen G Weigand

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
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