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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2020-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Minot | ND | 11/2009 | Present |
1. 3/20/2017 - Zarr Financial Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/15/2009 - 160 Hours Per Month During Securities Trading. 2. 12/16/2019 - Exclusive Insurance Brokerage, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/12/2019 - 4 Hours Per Month/2 Hours During Securities Trading - Write fixed insurance. 3. 11/02/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 09/01/2022 - 5 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-01 |
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