Shane David Zaback

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 06/2017
  Wells Fargo Advisors
  Minot, ND
• 06/2017 → Present
  Raymond James Financial Services, Inc.
  Minot, ND
• 06/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Minot, ND
• 04/2018 → Present
  Zaback Weatlh Management
  Minot, ND

Previous Registrations

• 2007-10-08 → 2017-06-13
  Wells Fargo Advisors Financial Network, Llc
  Minot, ND
• 2007-04-02 → 2007-10-04
  Morgan Stanley & Co. Llc
  Minot, ND
• 2003-07-25 → 2007-04-02
  Morgan Stanley Dw Inc.
  Minot, ND
  Minot, ND

Other Businesses

(1)Name of Business: Coffee Shop Address: 400 East Central Ave, Minot , ND, 58701, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife will run the daily activities of the coffee shop. (2)Name of Business: Western United Life/ Manhattan Life Address: 1408 20th Ave SW Ste 2, Minot, ND, 58701, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Service existing clients of David Rothchild ( I am purchasing his business on Sept 1, 2017). I do not do any new business with the company. (3)Name of Business: Zaback Weatlh Management Address: 1408 20th Ave SW Ste 2, Minot, ND, 58701, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/20/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I co-brand with RJFS

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-11-26
• S63 Uniform Securities Agent State Law Examination
  1998-11-11