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Laura Ann Bozek

Wells Fargo Clearing Services, LLC

Toms River, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-20
NJ RA APPROVED 2015-11-16
  • TX RA
    APPROVED_RES
    Since 2017-01-20
  • NJ RA
    APPROVED
    Since 2015-11-16

Branch Locations

530 Lakehurst Rd Ste 301 The Pyramid Center, Toms River, NJ 08755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Oakhurst NJ 11/2015 11/2016
Wells Fargo Clearing Services, Llc Oakhurst NJ 11/2016 Present
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR FATHER, INV RELATED, HUDSON, FL, START: 11/6/2020, 5 HRS/MONTH, 5 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-27
S63 Uniform Securities Agent State Law Examination 2005-11-17
  • S66 Uniform Combined State Law Examination
    2014-10-27
  • S63 Uniform Securities Agent State Law Examination
    2005-11-17
Other Names
  • Laura A Bozek
  • Laura Ann Bozek-Gmitter
  • Laura Ann Bozek
  • Laura Ann Bozek-Gmitter

View on SEC IAPD

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BENJAMIN ADAM FELICELLI
JOHN MICHAEL CICALA
MARK K VANDZURA
Molly Danielle Staffordsmith
CRAIG RICHARD REID
ALEXANDER STEPHEN JOICE
GERARD RAYMOND CALA
TODD RICHARD SPEEDY

Other Offices

EQUITABLE ADVISORS, LLC · TOMS RIVER, NJ
MORGAN STANLEY · TOMS RIVER, NJ
COMMONWEALTH FINANCIAL NETWORK · Toms River, NJ
USI ADVISORS · Toms River, NJ
BANKERS LIFE ADVISORY SERVICES, INC. · Toms River, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TOMS RIVER, NJ
WEALTH QUARTERBACK LLC · TOMS RIVER, NJ
PNC WEALTH MANAGEMENT LLC · TOMS RIVER, NJ

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