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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Carthage | MO | 07/1984 | 11/2024 |
| Prudential Insurance Company Of America | Carthage | MO | 07/1984 | Present |
| Lpl Enterprise, Llc | Carthage | MO | 11/2024 | Present |
1. 11/14/2024 - Gilliam Insurance & Financial Services - Non-Variable Insurance Commission Trails - Carthage, MO - INV REL - Start Date 10/01/2009 - 0hrs/mth 2. 11/14/2024 - Gilliam Farm - Business Owner - La Russell, MO - NOT INV REL - Start Date 09/30/1998 - 20hrs/mth 3. 11/14/2024 - Erma June Tullock - Act in a Fiduciary Capacity - La Russell, MO - NOT INV REL - Start Date 03/01/2020 - 2hrs/mth 4. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-08 |
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