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2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2016-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calton & Associates, Inc. | Carthage | MO | 09/2001 | Present |
No. 1) Name of Business: Independent Insurance Agent. Non-Investment related. Address: 2102 South Garrison Ave, Carthage, MO 64836. Nature of Business: Insurance Sales. Position/Title/Relationship: Owner. Start Date: 05/1995. Hours per month: Less than 5. Hours per month during Securities trading hours: Less than 5. Duties/Responsibilities: Independent insurance agent, and various products. No. 2) Name of Business: Landlord of Office Building. Non-Investment related. Address: 2102 South Garrison Ave, Carthage, MO 64836. Nature of Business: Rental property. Position/Title/Relationship: Owner. Start Date: 10/1984. Hours per month: 1-2. Hours per month during Securities trading hours: 1-2%. Duties/Responsibilities: Make sure building is maintained. Receives rent monthly.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-12-05 |
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