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Current Employers
Pence Capital Management, Llc

5000 Birch Street, Suite 8000, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-03-16
  • CA RA
    APPROVED
    Since 2016-03-16

Branch Locations

5000 Birch Street, Suite 8000, Newport Beach, CA 92660 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-04-05
CA RA APPROVED 2002-10-17
  • TX RA
    APPROVED
    Since 2010-04-05
  • CA RA
    APPROVED
    Since 2002-10-17

Branch Locations

5000 Birch Street #8000, Newport Beach, CA 92660-2158 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Newport Beach CA 09/2002 Present
Pence Wealth Management Newport Beach CA 09/2002 10/2025
Pence Wealth Management Corporation Newport Beach CA 02/2008 01/2024
Pence Capital Management, Llc Newport Beach CA 02/2016 Present
Pence Financial Group Newport Beach CA 01/2021 09/2022
  • 09/2002 → Present
    Newport Beach, CA
  • 09/2002 → 10/2025
    Pence Wealth Management
    Newport Beach, CA
  • 02/2008 → 01/2024
    Pence Wealth Management Corporation
    Newport Beach, CA
  • 02/2016 → Present
    Newport Beach, CA
  • 01/2021 → 09/2022
    Pence Financial Group
    Newport Beach, CA
Previous Registrations
  • 2008-05-07 → 2023-12-04
    Pence Wealth Management, Inc.
    Newport Beach, CA
  • 2021-02-18 → 2022-08-24
    Pence Financial Group, Llc
    Newport Beach, CA
  • 2008-04-17 → 2009-06-10
    K-One Investment Company, Inc.
    Fort Smith, AR
    Fort Smith, AR
Other Businesses

1. 12/17/2002: PENCE WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 1/9/2013: REAL ESTATE RENTAL - PENDRAGON DEVELOPMENT CORP - AR, TX, AND CA. 75% OWNED - TIME SPENT 1% 3. 1/10/2013: ELDON DRYDEN PENCE, INC. - Business Entity For Tax/Investment Purposes Only - PRESIDENT - Investment Related - TIME SPENT 10%. 4. 11/11/2013: NONE - NON-VARIABLE LIFE INSURANCE - Investment Related - At Reported Business Location(s) - TIME SPENT 1% 5. 12/31/2018 - EDP, LLC - Not Investment Related - Fort Smith, AR - Business Entity For Tax/Investment Purposes Only - Started 10/11/2018 - 1 Hours Per Month/0 Hours During Securities Trading 6. 10/01/2025 - Pence Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/01/2018 - 40 hours per month 7. 02/19/2026 - Absolute 60 Boat LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Tustin, CA - Start Date 11/24/2025 - 24 hours per month/ 0 hours during trading 8. 04/29/2026 - Pence Capital Management, LLC - Registered Investment Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/20/2015 - 20 hours per month - I provide limited investment advisory services through Pence Capital Management, LLC, an independent investment advisor firm. I started this business activity in 10/2015. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 5/7/2026 - Book Author: Chokepoints (Working Title) - Other: Author - Investment related - Newport Beach, CA - Start Date 03/19/2026 - 10 hours per month / 0 hours during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-03
S63 Uniform Securities Agent State Law Examination 1987-01-12
  • S65 Uniform Investment Adviser Law Examination
    2008-07-03
  • S63 Uniform Securities Agent State Law Examination
    1987-01-12
Other Names
  • Eldon Dryden Pence
  • Drydon Pence
  • Dryden Pence

View on SEC IAPD

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