Steven Mark Bloom

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2018-11-13
CA	RA	APPROVED	2001-03-22

OR RA
APPROVED

Since 2018-11-13
CA RA
APPROVED

Since 2001-03-22

Branch Locations

1150 9Th Street Suite 1212, Modesto, CA 95354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors	San Mateo	CA	09/1997	Present
Agia	Houston	TX	12/2022	Present

09/1997 → Present

Valic Financial Advisors

San Mateo, CA
12/2022 → Present

Agia

Houston, TX

Previous Registrations

2003-02-27 → 2009-05-02

American General Financial Advisors, Inc.

San Mateo, CA

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-02-08
S63	Uniform Securities Agent State Law Examination	1997-09-19

S65 Uniform Investment Adviser Law Examination

2001-02-08
S63 Uniform Securities Agent State Law Examination

1997-09-19

View on SEC IAPD

Current Employers

Valic Financial Advisors, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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