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Current Employers
Allstate Financial Advisors, Llc

151 N 8Th Street, Suite 450, Lincoln, NE 68508 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-10-24
  • CA RA
    APPROVED
    Since 2013-10-24

Branch Locations

20980 Redwood Rd Ste 140, Castro Valley, CA 94546-5930 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
California Bank & Trust Gardena CA 12/2004 Present
Allstate Insurance Company Northbrook IL 12/2005 Present
Wm Financial Services Torrance CA 06/2005 Present
Castro Valley Insurance Agency Castro Valley CA 09/2011 Present
Ucla Los Angeles CA 01/2020 09/2025
Allstate Financial Services, Llc Lincoln NE 12/2005 Present
Allstate Financial Advisors, Llc Lincoln NE 10/2013 Present
  • 12/2004 → Present
    California Bank & Trust
    Gardena, CA
  • 12/2005 → Present
    Allstate Insurance Company
    Northbrook, IL
  • 06/2005 → Present
    Wm Financial Services
    Torrance, CA
  • 09/2011 → Present
    Castro Valley Insurance Agency
    Castro Valley, CA
  • 01/2020 → 09/2025
    Ucla
    Los Angeles, CA
  • 12/2005 → Present
    Allstate Financial Services, Llc
    Lincoln, NE
  • 10/2013 → Present
    Lincoln, NE
Previous Registrations
  • 2005-06-03 → 2006-01-09
    Wamu Investments, Inc.
    Torrance, CA
  • 2005-01-03 → 2005-05-13
    Ifmg Securities, Inc.
    Gardena, CA
  • 2004-12-07 → 2005-02-16
    Los Angeles, CA
Other Businesses

SELF (RENTAL PROPERTY), 3970 19TH ST, SAN FRANCISCO CA 94114, NON INVESTMENT RELATED, OWNER, MANAGE PROPERTY AND PAYMENTS TO BANK, FROM RENTERS, 3%, ALLSTATE INSURANCE COMPANY (CASTRO VALLEY INSURANCE AGENCY) POSITION: Owner NATURE: Sale of insurance including approved brokerage arrangements INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2011 ADDRESS: 20980 Redwood Rd Ste 140, Castro Valley CA 94546-5930, United States DESCRIPTION: Management of insurance agency LIFE INSURANCE TRAIL COMMISSIONS POSITION: owner NATURE: receive trail commissions on life insurance policies previously written on Allstate or Lincoln Benefit paper INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 181 Silver Fir Ln, Danville CA 94506, United States DESCRIPTION: No activities. Simply receive trails.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-06
S63 Uniform Securities Agent State Law Examination 1997-07-11
  • S66 Uniform Combined State Law Examination
    2004-12-06
  • S63 Uniform Securities Agent State Law Examination
    1997-07-11
Designations

View on SEC IAPD

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