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Rebecca Lucille Johnson

Ameriprise Financial Services, LLC

Tucson, AZ

Tucson, AZ

CRD 1372717

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-03
  • TX RA
    APPROVED_RES
    Since 2006-10-03

Branch Locations

5210 E Williams Cir Ste 130, Tucson, AZ 85711 • United States

Tucson, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tucson AZ 09/2005 03/2020
Ameriprise Financial Services, Llc Tucson AZ 03/2020 Present
Other Businesses

Board of Directors; Sahuaro Girl Scout Council SO Property Board; none; 4300 E Broadway BlvdTucson, AZ 85711, ,; ; ; 1 to 9 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-05-22
  • S63 Uniform Securities Agent State Law Examination
    1985-05-22
Other Names
  • Becky L Johnson

View on SEC IAPD

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Nearby Offices

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