Steven Robert Wilkerson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2007-11-06
OK	RA	APPROVED	2005-09-20

TX RA
APPROVED_RES

Since 2007-11-06
OK RA
APPROVED

Since 2005-09-20

Branch Locations

8404 S 8Th Street, Broken Arrow, OK 74011 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Broken Arrow	OK	09/2005	Present

09/2005 → Present

Lpl Financial Llc

Broken Arrow, OK

Previous Registrations

2005-09-08 → 2005-09-16

Next Financial Group, Inc.

Broken Arrow, OH
2004-07-20 → 2005-08-24

Morgan Stanley Dw Inc.

Tulsa, OK
1992-01-13 → 2002-08-14

Citigroup Global Markets Inc.

Tulsa, OK

Other Businesses

1. 01/26/2009 - CHOICE FINANCIAL SERVICES, LLC. - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 11/20/2012 - STEVEN R WILKERSON TRUST DTD - INV REL - ACT IN A FIDUCIARY CAPACITY - START 3/17/03 - NO TIME SPENT - STEVEN R WILKERSON

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-11-10
S63	Uniform Securities Agent State Law Examination	1985-05-30

S65 Uniform Investment Adviser Law Examination

1993-11-10
S63 Uniform Securities Agent State Law Examination

1985-05-30

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews