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Brett Alan James

Edward Jones

Broken Arrow, OK

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-10
OK RA APPROVED 2013-02-27
  • TX RA
    APPROVED_RES
    Since 2018-12-10
  • OK RA
    APPROVED
    Since 2013-02-27

Branch Locations

115 West Broadway Ave, Broken Arrow, OK 74012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2012 Present
Other Businesses

BMKC Properties LLC Type of business: Property Company Broken Arrow, OK Start date: 7/5/2023 Owner Hours per week: 0 Hours during trading: 0 This is the LLC created to buy a piece of property and build a FA owned office for a multi FA office buildout.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-08
  • S66 Uniform Combined State Law Examination
    2012-08-08
Designations

View on SEC IAPD

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