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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-04-20 |
| TX | RA | APPROVED | 2022-04-20 |
Branch Locations
7029 Albert Pick Rd, Ste 103, Greensboro, NC 27409 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Greensboro | NC | 04/2014 | 04/2022 |
| Lpl Financial Ll | Greensboro | NC | 04/2022 | Present |
1) 4/2022- Castaway Kid- Book Author- non-inv. related- Greensboro, NC- start dat 5/2007-0hrs 2) 4/2022- Robert Bivings Mitchell Jr.- other- Motivational Speaker- non-inv. related- Greensboro, NC- 0hrs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-31 |
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