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Jeannie Polson Fowler

LPl Financial LLC

Greenville, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-05-28
  • SC RA
    APPROVED
    Since 2021-05-28

Branch Locations

300 N Main St Ste 301, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenville SC 11/1981 04/2021
Lpl Financial, Llc Greenville SC 04/2021 Present
Previous Registrations
Other Businesses

4/2021 - DBA for LPL Business (entity for LPL business) - North End Private Wealth - Investment Related - Greenville, SC 29601

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-04
S63 Uniform Securities Agent State Law Examination 1988-04-22
  • S66 Uniform Combined State Law Examination
    2004-11-04
  • S63 Uniform Securities Agent State Law Examination
    1988-04-22

View on SEC IAPD

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