Jeffrey John Chapman

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Syracuse, NY
• 07/2016 → 11/2021
  Massachusetts Mutual Life Insurance Company
  East Syracuse, NY
• 03/2017 → 11/2021
  Mml Investors Services, Llc
  East Syracuse, NY
• 11/2021 → Present
  J.W. Cole Financial. Inc
  Tampa, FL
• 11/2021 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2021-06-14 → 2021-11-05
  Mml Investors Services, Llc
  Syracuse, NY
  East Syracuse, NY

Other Businesses

(1) Legacy Wealth Advisors of NY; DBA; Investment Related; 6456 Collamer Rd, East Syracuse, NY 13057; Partner; Full Service financial firm; Start 10/2017; 120 hrs/mo, 120 hrs/mo during trading. (2) Gateway Diversified Holdings, LLC; Not investment related; 6256 Collamer Rd, East Syracuse, NY 13057; Partner; Partner in commercial property ownership; Start 11/2020; 10 hr/mo, 0 hr during trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-07-18

Designations

• Chartered Financial Consultant