Best Investors Account Sign in
Inactive

Steven Lewis Graham

Waterloo Capital

Austin, TX

Tucson, AZ

Allied Portfolio Management, Inc.

Tucson, AZ

Claim This Profile
Current Employers
Waterloo Capital

2801 Via Fortuna Suite 250, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-15
  • AZ RA
    APPROVED
    Since 2026-07-15

Branch Locations

2801 Via Fortuna Suite 250, Austin, TX 78746 • United States

5987 E Grant Rd, Tucson, AZ 85712 • United States

Allied Portfolio Management, Inc.

5987 E. Grant Road, Tucson, AZ 85712 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 1999-10-26
  • AZ RA
    APPROVED
    Since 1999-10-26

Branch Locations

5987 E. Grant Road, Tucson, AZ 85712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allied Portfolio Management, Inc. Tucson AZ 09/1999 06/2026
Waterloo Capital Tucson AZ 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-20
S63 Uniform Securities Agent State Law Examination 1985-10-02
  • S65 Uniform Investment Adviser Law Examination
    1992-11-20
  • S63 Uniform Securities Agent State Law Examination
    1985-10-02

View on SEC IAPD

Other Firms

AUSTIN MONEY MANAGEMENT CORPORATION
EVERLONG FINANCIAL
EDWARD JONES
HARRELL INVESTMENT PARTNERS, LLC
WEATHERGAGE CAPITAL, LLC
LBJ FAMILY WEALTH ADVISORS, LTD.
JAMES S. MARROQUIN, CFP
OSAIC WEALTH, INC.

Other Investors

STEVEN DOUGLAS AYCOCK
ALEXANDER BURTON YEAGER
Jonathan Martin Haefner
David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor