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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-01-31 |
| TN | RA | APPROVED | 2008-12-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kingsport | TN | 12/2008 | Present |
| Bank Of America, N.A. | Kingsport | TN | 12/2009 | Present |
I*2173263, Entity Type: , Name of OBA: MLPF& S CUST FPO J F D IRRA FBO J F D, Address: Kingsport, Tennessee, 37660, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 31-Jan-2025, No Hours: 4 Monthly, No Hours during Trading: 1 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-27 |
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