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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-19 |
| IL | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED_RES | 2024-01-19 |
| WI | RA | APPROVED | 2024-01-19 |
Branch Locations
10411 Corporate Drive Suite 200, Pleasant Prairie, WI 53158 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self | Kenosha | WI | 07/1988 | Present |
| Woodbury Financial Services Inc | Pleasant Prairie | WI | 11/2015 | 01/2024 |
| Osaic Wealth, Inc. | Pleasant Prairie | WI | 01/2024 | Present |
1) FIXED LIFE INSURANCE AND ANNUITY SALES POSITION: agent NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/01/1986 ADDRESS: 10411 Corporate Dr 202, Pleasant Prairie WI 53158 DESCRIPTION: sell fixed life insurance and annuities 2) SPECTRUM WEALTH ADVISORS POSITION: sales NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2010 ADDRESS: 10411 Corporate Dr 202, Pleasant Prairie WI 53158 DESCRIPTION: Fixed insurance an annuity sales 3) KENOSHA COMMUNTIY FOUNDATION POSITION: board member NATURE: Board member of Non Profit foundation. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2010 ADDRESS: 600 52 Street Suite110, Kenosha WI 53140, United States DESCRIPTION: Attend board meetings and review activities of foundation 4) JKY INVESTMENTS POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/02/2024 ADDRESS: 10411 Corporate Dr 202, Pleasant Prairie WI 53158, United States DESCRIPTION: Provide investment advice and planning to clients as registered rep and RIA rep of Osaic.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-20 |
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