John Wales Busey

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-05-11
WI	RA	APPROVED	2024-01-19

TX RA
APPROVED_RES

Since 2026-05-11
WI RA
APPROVED

Since 2024-01-19

Branch Locations

10411 Corporate Drive Suite 200, Pleasant Prairie, WI 53158 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co. Inc.	Racine	WI	01/2003	12/2018
Woodbury Financial Services Inc	Pleasant Prairie	WI	12/2020	01/2024
Self Employed	Racine	WI	12/2018	Present
Osaic Wealth, Inc.	Pleasant Prairie	WI	01/2024	Present

01/2003 → 12/2018

Robert W. Baird & Co. Inc.

Racine, WI
12/2020 → 01/2024

Woodbury Financial Services Inc

Pleasant Prairie, WI
12/2018 → Present

Self Employed

Racine, WI
01/2024 → Present

Osaic Wealth, Inc.

Pleasant Prairie, WI

Previous Registrations

2020-12-10 → 2024-01-19

Woodbury Financial Services, Inc.

Pleasant Prairie, WI
2003-01-30 → 2018-12-18

Robert W. Baird & Co. Incorporated

Racine, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-16
S63	Uniform Securities Agent State Law Examination	1995-03-24

S65 Uniform Investment Adviser Law Examination

1999-09-16
S63 Uniform Securities Agent State Law Examination

1995-03-24

View on SEC IAPD

Current Employers

Osaic Wealth, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews