Stanton Kent Dwight

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 09/2023
  Ameriprise Financial Services, Inc.
  Scottsdale, AZ
• 10/2009 → 09/2023
  Ameriprise Financial Services, Inc.
  Scottsdale, AZ
• 09/2023 → Present
  Ameriprise Financial Services, Llc
  Phoenix, AZ

Previous Registrations

• 2009-03-17 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Scottsdale, AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-06-25
• S63 Uniform Securities Agent State Law Examination
  1985-07-15