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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-08 |
Branch Locations
8701 Bee Caves Road Suite 300, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 02/2013 | 05/2023 |
| Bank Of America, N.A. | Austin | TX | 04/2013 | 05/2023 |
| Morgan Stanley Smith Barney Llc | Austin | TX | 05/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2023 | Present |
Pam and D Bruce Staples / Investment Related / Austin, TX / Start 01-June-2020 / 1 hours devoted per month / 0 during trading hours. *552847- Rental Property; Investment related-Yes; Austin, Texas; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2020; During business hours: 0; After business hours: 1; Other
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1985-07-26 |
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