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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-08 |
| MD | RA | APPROVED | 1992-05-08 |
Branch Locations
13200 Fountain Head Plz, Ste 102 Fountainhead One, Hagerstown, MD 21742 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Hagerstown | MD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hagerstown | MD | 11/2016 | Present |
RENTAL LAND; INVESTMENT RELATED; HAGERSTOWN, MD; 28 ACRES LAND TO BE FARMED; CO-OWNER; START DATE 11/2009; 0 HRS MONTH; 0 HRS DURING TRADING. CO-TRUSTEE FOR BROTHER; INV RELATED; HAGERSTOWN, MD; START: 5/17/16; .1 HR/MO; DURING TRADING. RENTAL PROPERTY, INV RELATED, HAGERSTOWN, MD, 100% OWNER, START: 11/1/2016, 0 HOURS, DUTIES: LANDLORD CO-TRUSTEE FOR FAMILY TRUST; INV RELATED; HAGERSTOWN, MD; START: 6/13/17; 0 HR/MO; 0 DURING TRADING. THE HAGERSTOWN-WESEL SISTER CITY AFFILIATION, INVT RELATED, HAGERSTOWN, MD, TREASURER, START DATE 2/3/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETING, BALANCING CHECKBOOK AND PRODUCING BALANCE SHEET. YMCA OF HAGERSTOWN, INV RELATED, HAGERSTOWN, MD, BOARD OF TRUSTEES, START 4/1/2019, 2 HOURS PER MONTH, ZERO DURING TRADING, MONITORING FOR ADHERENCE TO THE INVESMENT AND SPENDING POLICY.; TRUSTEE FOR SON'S TRUST (3), INV RELATED, HAGERSTOWN, MD, START: 12/31/2020, 1 HR/MONTH, 1 HR DURING TRADING.; TRUSTEE FOR DAUGHTER'S TRUST, INV RELATED, HAGERSTOWN, MD, START: 12/31/2020, 1 HR/MONTH, 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-30 |
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