Leland S Horrall

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ndianapolis, IN
• 06/2011 → Present
  Bank Of America,N.A.
  Indianapolis, IN

Previous Registrations

• 1998-12-16 → 2010-08-24
  Ubs Financial Services Inc.
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

I*73960 For profit or not for profit: For-Profit Organization Name of outside business organization: Horrall Family Farm Investment related: N Address of business:Carmel, Indiana 46032 Nature of business: Family Business, Position, title, association: Family Held, Start date of relationship: 7/1/1980 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Family Farm supervise planting and grain marketing

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-12-07
• S63 Uniform Securities Agent State Law Examination
  1985-07-12

Other Names

• Leland Horrall
• Leland Scott Horrall