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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-02-24 |
Branch Locations
5301 Sw Parkway, Bldg 2 Suite 300, Austin, TX 78735 • United States
Austin, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Austin | TX | 02/2014 | Present |
| City National Bank | Austin | TX | 08/2021 | 12/2023 |
EASTER FAMILY LLC; ADDRESS: PO BOX 2458 WIMBERLEY, TX 78676; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: LLC CREATED TO HOLD INHERITED FARM INTERESTS; CAPACITY: OWNER/PASSIVE. OTHER - THE LLC DRAFT REFERS TO EACH SIBLING AS A MEMBER, NOT AN OWNER; START DATE: 02/15/2019; DUTIES: HELPING MY SISTER MANAGE THE FARM INTERESTS; HOURS DEVOTED PER MONTH: 1-2 HOURS; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1985-07-11 |
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