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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-08
GA RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2020-06-08
  • GA RA
    APPROVED
    Since 2013-02-13

Branch Locations

260 Brookstone Centre Parkway, Columbus, GA 31904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Columbus GA 02/2013 Present
Previous Registrations
  • 2003-02-25 → 2013-02-13
    Morgan Keegan & Company, Llc
    Columbus, GA
Other Businesses

(1)Name of Business: Dancing Bears Farm LLC Address: 8000 midland rd unit 10, midland , GA, 31820, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/27/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Buying a piece of recreational land (2)Name of Business: Susan Carroll Martin Family Limited Partnership Address: 8000 midland rd unit 10, midland, GA, 31820, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 05/16/1978 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: limited partnership ownership of family timber land that is under a long term timber lease(1)Name of Business: Dancing Bears Farm LLC Address: 8000 midland rd unit 10, midland , GA, 31820, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/27/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Buying a piece of recreational land (2)Name of Business: Susan Carroll Martin Family Limited Partnership Address: 8000 midland rd unit 10, midland, GA, 31820, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 05/16/1978 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: limited partnership ownership of family timber land that is under a long term timber lease

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-04
S63 Uniform Securities Agent State Law Examination 1985-05-30
  • S65 Uniform Investment Adviser Law Examination
    1993-03-04
  • S63 Uniform Securities Agent State Law Examination
    1985-05-30

View on SEC IAPD

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