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1701 Novato Blvd Ste. 304, Novato, CA 94947 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-07-01 |
Branch Locations
1701 Novato Blvd Ste. 304, Novato, CA 94947 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-08-06 |
Branch Locations
1701 Novato Blvd, Suite 304, Novato, CA 94947 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Novato | CA | 06/2013 | Present |
| Alders Financial Solutions | Novato | CA | 02/2014 | Present |
1) 11/12/2013: ALDERS FINANCIAL SOLUTIONS -DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 2) 02/04/2014: ALDERS FINANCIAL SOLUTIONS - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR: ALDERS FINANCIAL - 100% OF TIME SPENT - ADMIN STATUS ONLY
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-11-21 |
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