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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-05-06
  • TX RA
    APPROVED
    Since 2016-05-06

Branch Locations

6012 W William Cannon Dr. Ste A101, Austin, TX 78749 • United States

3300 South 14Th St., Abilene, TX 79605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfieldq IA 05/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2016 Present
Previous Registrations
Other Businesses

1)INNET FINANCIAL GROUP, 6012 W. WM CANNON DRIVE, STE A101, AUSTIN, TX, 1/1994 AS INDEPENDENT INS AGENT. SALE OF FIXED INS PRODUCTS. NOT INVEST-RELATED. CURRENT. INV REL - 3/WK - 3/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15/WK - 15/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3)RDM ADVISOR NETWORK LLC, 557 SOUTHLAKE BLVD STE A N, CHESTERFIELD, VA, 07/2003. PARTNER, MARKETING GROUP. INV REL-0/YR-0/TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-09-11
  • S63 Uniform Securities Agent State Law Examination
    1985-09-11

View on SEC IAPD

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