Gregory Aaron Franklin

Current Employers

Employment History

• 09/2009 → 05/2019
  Lpl Financial Llc
  Cincinnati, OH
• 09/2012 → Present
  Franklin Wealth Advisors Llc
  Cincinnati, OH
• 09/2015 → Present
  Independent Financial Partners
  Cincinnati, OH
• 05/2019 → Present
  Ifp Securities, Llc
  Cincinnati, OH

Previous Registrations

• 2009-09-08 → 2016-05-02
  Lpl Financial Llc
  Cincinnati, OH
• 2008-02-11 → 2009-09-08
  Mutual Service Corporation
  Boston, MA
  Cincinnati, OH
• 1999-06-28 → 2008-02-05
  Franklin Financial Services
  Cincinnati, OH

Other Businesses

1. 09/05/2012 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time spent 25% - Sell and service of non-variable insurance products. 2. 11/29/2013: Wilson and Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 1% - Brokerage for Disabiltiy insurance for Guardian Life, Standard Life. 3. 12/5/2013: CPS/SRS, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 1% - Non-Variable term life conversion for an existing client through Special Risk Services. Littleton Co. 4. 12/5/2013: Employees Life Company (ELCO) - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 0% - Single Premium deferred annuities for Medicaid trusts. 5. 9/23/2015: FFS Wealth Advisors LLC - Investment Related - At Reported Business Location(s) - DBA - Started 07/12/2012 - 20 Hours Per Month During Securities Trading - Sell and service of non-variable insurance products. 6. 9/23/2015: IFP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/16/2015 - 40 Hours Per Month During Securities Trading. 7. 9/25/2015: Franklin Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA - Started 09/10/2014 - 20 Hours Per Month/1 Hour During Securities Trading 8. 12/21/2015 - Independent Financial Partners - Investment Related - At Reported Business Location(s) - DBA: (hybrid) Franklin Wealth Advisors - Registered Investment Advisor DBA - IAR - START 09/01/2015 - 80 Hours Per Month During Securities Trading. 9. 08/17/2016: Accordia Life - Non-Variable Insurance - INV REL - 4350 Glendale-Milford Rd Blue Ash, Ohio 45242 - Start 08/15/2016 - 1 Hr/Mo; 1 Hour During Securities Trading - INS Types: Life, Health, Disability, LTC, Fixed Annuities. 10. 01/22/2026: Tonto Verde Golf Club - Non-Invested Related - Financial Operations Committee Charter - volunteer - 18401 E El Circulo Dr Rio Verde, AZ 8563 - Start 01/01/2026 - 1 Hr/Mo; 1 hour during securities trading - advise and make recommendations to the BoD on financial policy.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-01-15
• S63 Uniform Securities Agent State Law Examination
  1986-02-07