Best Investors Account Sign in
Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-04-18
  • PA RA
    APPROVED
    Since 2017-04-18

Branch Locations

1525 Evans Road, Evans City, PA 16033 • United States

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc, Linsco/Private Ledger Corp Evans City PA 06/2004 03/2017
International Assets Advisory, Llc Evans City PA 03/2017 Present
  • 06/2004 → 03/2017
    Lpl Financial Llc, Linsco/Private Ledger Corp
    Evans City, PA
  • 03/2017 → Present
    International Assets Advisory, Llc
    Evans City, PA
Other Businesses

1) NELSON FINANCIAL SERVICES 1525 EVANS CITY ROAD, EVANS CITY, PA 16033 - DBA FOR INVESTMENT AND INSURANCE BUSINESS - OWNER/ADVISOR SINCE 3/1985 - APPROX 200 HRS/MO - FEES/COMMISSIONS 2) UNDERWRITERS BROKERAGE 320 FRICK BLD, SUITE 10008, PITTSBURGH, PA 15219 - FIXED LIFE INSURANCE PRODUCT SALES - AGENT SINCE 2000 - APPROX 20 HRS/MO - COMMISSION BASED COMPENSATION 3) NELSON CHARITABLE FOUNDATION 1525 EVANS CITY ROAD, EVANS CITY, PA 16033 - RAISE MONEY TO GIVE TO NON-PROFITS - BOARD MEMBER SINCE 1993 - APPROX 6 HRS/MO - NO COMPENSATION 4) PATTI J NELSON CHARITABLE FOUNDATION 1525 EVANS CITY ROAD, EVANS CITY, PA 16033 RAISE MONEY FOR EVANS CITY LIBRARY - BOARD MEMBER SINCE 7/2015 - APPROX 10 HRS/MO - NO COMPENSATION 5) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 3/2017 - APPROX 200 HRS/MO - FEE BASED COMPENSATION 6) James Nelson, 400 Old Route 68, Evans City, PA 16033 - Owner of Harness Racehorse - Owner Since 12/2023 - APPROX 2 HRS/MO - FEE BASED on horses' performance (purse money) 7) James Nelson, 400 Old Route 68, Evans City, PA 16033 - Board Member for Evans City Library - Since 01/01/2024 - Approx. 4 HRS/MO - No compensation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-18
S63 Uniform Securities Agent State Law Examination 1985-06-19
  • S65 Uniform Investment Adviser Law Examination
    2017-04-18
  • S63 Uniform Securities Agent State Law Examination
    1985-06-19

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Evans City, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor