William Robert Becker

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 11/2022
  Wells Fargo Advisors Financial Network, Llc
  Mars, PA
• 11/2022 → Present
  Kestra Investment Services Llc
  Mars, PA
• 11/2022 → Present
  Kestra Advisory Services, Llc
  Mars, PA

Previous Registrations

• 2015-12-02 → 2022-11-14
  Wells Fargo Advisors Financial Network, Llc
  Mars, PA
  Bonita Springs, FL
  Naples, FL
• 2012-08-30 → 2015-12-11
  Ubs Financial Services Inc.
  Bonita Springs, FL
  Canonsburg, PA
  Bonita Springs, FL
• 2001-01-05 → 2010-05-03
  Goldman Sachs Wealth Services, L.P.
  Canonsburg, PA
  Troy, MI

Other Businesses

Bus Name: BECKER WEALTH MANAGEMENT POSITION: RR, GSP NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/08/2022 ADDRESS: 7011 Crider Road, Suite 101, Mars PA 16046 DESCRIPTION: RR, GSP - Owner Bus Name: KESTRA ADVISORY SERVICES LLC POSITION: IAR - Owner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/08/2022 ADDRESS: 5707 SW Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR Bus Name: WINDSOR METAL FINISHING, LLC POSITION: Partner NATURE: Purchasing private business INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 506 Kensington Court, Mars PA 16046, United States DESCRIPTION: Oversight and advisory. Not involved in the daily operations. Bus Name: THE WILLIAM AND SANDRA BECKER FAMILY FOUNDATION POSITION: President NATURE: Private Charitable Foundation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/27/2026 ADDRESS: 15025 Pratolino Way, Naples FL 34110, United States DESCRIPTION: Managing Funds and making distributions

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-11-06
• S63 Uniform Securities Agent State Law Examination
  2000-01-12