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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 1998-04-12 |
| TX | RA | APPROVED_RES | 1994-11-02 |
Branch Locations
10 N Martingale Rd, Schaumburg, IL 60173 • United States
Inverness, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Schaumburg | IL | 03/1985 | Present |
| Bank Of America, N.A. | Schaumburg | IL | 11/2009 | Present |
I*5984 For profit or not for profit: Name of outside business organization: Jeffrey Rosencrans Investment related: Address of business: Inverness, Illinois 60010 Nature of business: , Position, title, association: , Start date of relationship: 2/26/2018 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-14 |
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