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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2011-11-07 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Professional Business Network Inc | Lima | OH | 07/1989 | Present |
| Harbour Investments, Inc. | Madison | WI | 03/2003 | Present |
| Ken Rumbaugh Inc | Lima | OH | 03/2003 | Present |
1)Ken Rumbaugh, Inc. - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3)Fin CW, LLC | 60 Faulkner Street, Suite 6, New Smyrna Beach, FL 32168 | Owner | Description: Retirement IRA software analysis tools | Beginning 11/2023 | 2 hours per month, 0 during trading hours | Paid position | Not investment related 4)Kalamath Consulting Group | 3461 Ringsby Court, Denver, CO 80216 | Solicitor | Description: Refer business owners who are ready to retire | Beginning 3/2023 | 6 hours per month, 0 during trading hours | Unpaid | Not investment related 5)Madison Insurance Group | Summit building #1738, Amarillo Street, Suite 306, San Juan, PR 00927 | Solicitor | Description: Refer clients for business risk insurance | Beginning 9/2021 | 10 hours per month, 0 during trading hours | Paid position | Not investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-04-19 |
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