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Richard Troy Walsh

Strategic Advisers LLC

Chandler, AZ

Tempe, AZ

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • AZ RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

7001 West Ray Road Chandler Pavilions, Chandler, AZ 85226-1517 • United States

Tempe, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 07/2014 03/2017
Bank Of America, N.A. Chandler AZ 03/2017 08/2018
Td Ameritrade Mesa AZ 01/2019 09/2019
Unemployed Tempe AZ 08/2018 12/2018
Fidelity Brokerage Services Llc Chandler AZ 10/2019 Present
Fidelity Investments Boston MA 03/2025 Present
  • 07/2014 → 03/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 03/2017 → 08/2018
    Bank Of America, N.A.
    Chandler, AZ
  • 01/2019 → 09/2019
    Td Ameritrade
    Mesa, AZ
  • 08/2018 → 12/2018
    Unemployed
    Tempe, AZ
  • 10/2019 → Present
    Fidelity Brokerage Services Llc
    Chandler, AZ
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-07
S63 Uniform Securities Agent State Law Examination 2007-08-25
  • S66 Uniform Combined State Law Examination
    2011-12-07
  • S63 Uniform Securities Agent State Law Examination
    2007-08-25
Designations
Other Names
  • Richard Troy Walsh
  • Richard Troy Walsh
  • Richard Troy Walsh
  • Richard Troy Walsh
  • Richard Troy Walsh
  • Ricky Walsh
  • Richard Troy Walsh
  • Richard Troy Walsh
  • Richard Troy Walsh
  • Richard T Walsh

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
INDEPENDENT FINANCIAL GROUP, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

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